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Richard Lester Clarkson

BGC Financial, LP

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About Richard Lester Clarkson

Richard Clarkson is a financial professional with over 30 years of experience in the securities industry. Richard has held positions at several firms including Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc. and Salomon Brothers Inc. Richard currently holds Series 7, Series 63, Series 72, and SIE licenses. He is registered with the state of New York and Florida. Richard is currently employed at BGC Financial, LP.

Firm Information

Richard Clarkson is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Clarkson’s Registration & Firm History

NY

04/01/2011 - Present

BGC Financial, LP (JERICHO NY)

NY

08/22/2008 - 04/08/2011

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

03/04/1992 - 10/09/2008

TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)

NY

02/24/1987 - 06/15/1988

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Lester Clarkson.
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