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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Leon Burrows is a financial advisor with Wells Fargo Clearing Services, LLC. Richard has been in the financial services industry for over 40 years. Richard is a registered representative with Series 7, 9, 10, 24, 31, 53, 63 and 66 licenses. Richard also holds the SIE designation. Richard has held previous positions at Wells Fargo Investments, LLC, Capital Brokerage Corporation, Cal Fed Investments, Glenfed Brokerage Services, GNA Securities, Inc., FN Investment Center, Shearson Lehman Hutton Inc., First Columbia Corporation, Paine Webber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard specializes in working with individuals, high-net-worth individuals, corporations, trusts, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/28/2016 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
CA
04/02/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
VA
12/20/2002 - 03/31/2008
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
10/05/1998 - 12/03/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
12/12/1995 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
VA
09/07/1990 - 12/12/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
07/18/1988 - 05/23/1990
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
08/25/1986 - 07/21/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/23/1985 - 08/12/1986
FIRST COLUMBIA CORPORATION
NA
04/29/1982 - 08/02/1985
PAINEWEBBER INCORPORATED
NA
04/20/1981 - 06/07/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 11/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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