Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Leigh Williams is a financial advisor who is currently registered with Fidelity Brokerage Services LLC. Richard has been in the financial services industry since August 1998. Richard's previous employment includes National Financial Services LLC. Richard is currently registered in Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/24/1998 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/11/2016 - 12/02/2019
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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