Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wunderlich is an investment advisor representative with Money Concepts Capital Corp. Richard has been in the securities industry for over 30 years. Richard is also a managing member of Evergreen Financial Services, LLC, a tax and business strategy firm, as well as NB RE Advisors, LLC, which provides real estate advisory and contracting services. Richard is a senior accountant/consultant at Evanich Accounting & Tax LLC. Richard holds the Series 7, 63, 65, 24 and 27 licenses. Richard is registered with the state of Ohio as both a broker-dealer and an investment advisor. Richard's specializations include investment management, retirement planning, college planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
03/02/2023 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
OH
07/25/2017 - 03/02/2023
MARINER INVESTMENT GROUP (Minerva OH)
OH
08/20/2014 - 07/25/2017
AMERICA NORTHCOAST SECURITIES, INC. (CLEVELAND OH)
OH
02/07/2014 - 11/12/2015
ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)
CA
12/17/2010 - 11/28/2011
GOLD COAST SECURITIES, INC. (THOUSAND OAKS CA)
OH
01/04/2005 - 12/31/2008
L.M. KOHN & COMPANY (OLMSTED FALLS OH)
OH
04/05/2004 - 12/31/2004
NEBS FINANCIAL SERVICES, INC. (CLEVELAND OH)
TX
01/27/2003 - 05/04/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NE
06/06/1991 - 01/01/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
10/31/1985 - 05/29/1991
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
10/28/1987 - 06/15/1988
FINALCO CAPITAL CORP.
IA
Issued 09/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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