Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stites is a financial advisor registered with LPL Financial LLC and holds the Series 6, 7, 63 and 65 licenses. Richard Stites has over 30 years of experience in the financial services industry and specializes in working with individuals, corporations, trusts and retirement plans. Richard Stites has worked for several other firms during his career including INVEST FINANCIAL CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC. and MUTUAL OF OMAHA INVESTOR SERVICES, INC.. Richard Stites is currently registered with LPL Financial LLC in Florida, Illinois, Indiana, Kentucky, Michigan, New York, Ohio, Oklahoma and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/14/2018 - Present
LPL Financial LLC (ANN ARBOR MI)
MI
02/05/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (ANN ARBOR MI)
MI
03/20/1997 - 02/10/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ANN ARBOR MI)
NE
09/28/1992 - 03/28/1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 04/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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