Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lee Schooley is a financial advisor in Atlanta, GA who has been in the industry since 1994. Richard is registered as a broker and investment advisor representative with Raymond James Financial Services Advisors, Inc., where he has been employed since 2014. He specializes in providing a variety of financial services including investment management, financial planning, and retirement planning. Richard has a diverse background having worked with firms such as Morgan Stanley, VTR Capital, Inc., and Rickel & Associates, Inc. Richard holds a variety of licenses and certifications including Series 7, Series 10, Series 9, and Series 65. Richard is also registered to offer investment advisory services in Alabama, California, Colorado, Florida, Georgia, Kentucky, Louisiana, Michigan, Mississippi, Nevada, New Jersey, New York, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
07/05/2017 - Present
Raymond James Financial Services Advisors, Inc. (Atlanta GA)
GA
06/01/2009 - 08/19/2014
MORGAN STANLEY (SAVANNAH GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAVANNAH GA)
GA
03/10/1998 - 04/02/2007
MORGAN STANLEY DW INC. (SAVANNAH GA)
NY
07/11/1995 - 03/13/1998
VTR CAPITAL, INC. (NEW YORK NY)
NY
12/21/1994 - 08/09/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
IA
Issued 03/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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