Unclaimed
Richard Lee Rimel is an investment advisor representative at LPL Financial LLC. Richard has been in the industry since August 27, 1989. Richard is registered with the state of Nebraska and is also a registered investment advisor representative in Texas. Richard previously worked at Securities America, Inc. and Securian Financial Services, Inc. Richard has passed the SIE, Series 6, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
04/02/2020 - Present
LPL Financial LLC (LINCOLN NE)
NE
03/05/2007 - 04/02/2020
SECURITIES AMERICA, INC. (LINCOLN NE)
NE
08/28/1989 - 03/14/2007
SECURIAN FINANCIAL SERVICES, INC. (LINCOLN NE)
BC
Issued 07/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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