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Richard Lee Pugh

Financial Security Advisory Inc.

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About Richard Lee Pugh

Richard Pugh is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Financial Security Advisory Inc. in North Carolina, Texas and Virginia. Richard has a broad range of experience and has held positions at various firms, including Davenport-Dukes Financial Services, Inc. and Royal Alliance Associates, Inc. Richard holds Series 6, 7, 26, 63 and 65 licenses. Richard also holds the Certified Financial Planner designation.

Firm Information

Richard Pugh is currently registered with Financial Security Advisory Inc.. Financial Security Advisory Inc. is an investment advisor located in VIRGINIA BEACH, VA. The firm manages $1 billion - $10 billion in assets, with a focus on providing financial planning, portfolio management for businesses and individuals, and other services. The firm has a client base of 2904 accounts, including high-net-worth individuals, pension and profit-sharing plans, corporations, and individuals. Their services are tailored to meet the needs of a diverse clientele, and they have a strong track record of success in managing investments.
Financial Security Advisory Inc.

477 VIKING DRIVE

VIRGINIA BEACH, VA 23452

$1.57B

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Pugh’s Registration & Firm History

NC

07/03/1997 - Present

Financial Security Advisory Inc. (JACKSONVILLE NC)

NA

03/31/1995 - 05/15/1997

DAVENPORT-DUKES FINANCIAL SERVICES, INC.

AZ

03/04/1993 - 03/22/1995

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/31/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Lee Pugh.
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