Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lee Nelson is a financial advisor in REDLANDS, CA. Richard has been in the industry since 1985 and is currently registered with Stifel, Nicolaus & Company, Inc.. Richard has a wide range of experience and expertise in the financial industry, including portfolio management, financial planning, pension consulting and educational seminars. Richard has a proven track record of success in helping clients achieve their financial goals. Prior to joining Stifel, Nicolaus & Company, Inc. Richard was employed by Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (REDLANDS CA)
CA
06/01/2009 - 01/14/2016
MORGAN STANLEY (REDLANDS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (REDLANDS CA)
CA
10/03/1985 - 04/02/2007
MORGAN STANLEY DW INC. (REDLANDS CA)
BC
Issued 10/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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