Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martini is a financial professional with over 35 years of experience in the securities industry. Richard has been registered with Raymond James & Associates, Inc. since 2013 and has been an Investment Advisor Representative for over 16 years. Richard's previous experience includes positions at MORGAN KEEGAN & COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and A. G. EDWARDS & SONS, INC. Richard is a Professor/Teacher at Southwestern Illinois College. Richard specializes in providing financial planning, portfolio management, and pension consulting services. Richard is a member of FINRA and is registered in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/13/2013 - Present
Raymond James & Associates, Inc. (BELLEVILLE IL)
IL
08/27/2010 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SWANSEA IL)
IL
05/13/2005 - 08/31/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SWANSEA IL)
MO
09/11/1987 - 05/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/21/1976 - 09/09/1987
R. ROWLAND & CO., INCORPORATED
IA
Issued 08/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1983
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1987
PC - AMEX Put and Call Exam
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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