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Richard Lee King

Allstate Financial Services, LLC

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About Richard Lee King

Richard King is a financial professional with over 20 years of experience in the financial services industry. Richard has held previous positions with firms such as Kestra Investment Services, LLC, LPL Financial Corporation, Fifth Third Securities, Inc., Chase Investment Services Corp., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Richard is currently registered with Allstate Financial Services, LLC and holds Series 63, Series 7 and SIE licenses. Richard is licensed to offer securities in California, Indiana and Kentucky.

Firm Information

Richard King is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard King’s Registration & Firm History

KY

01/04/2021 - Present

Allstate Financial Services, LLC (Crestwood KY)

IN

09/16/2010 - 07/30/2019

KESTRA INVESTMENT SERVICES, LLC (NEW ALBANY IN)

KY

11/08/2007 - 10/22/2008

LPL FINANCIAL CORPORATION (LEXINGTON KY)

KY

10/28/2006 - 10/05/2007

FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)

KY

11/15/2005 - 10/12/2006

CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)

IL

08/26/2005 - 11/11/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

MN

01/22/1999 - 08/25/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

01/22/1999 - 08/25/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Lee King.
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