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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jeffery is a financial advisor with Cetera Investment Advisers LLC, based in KAMUELA, HI. Richard Jeffery has been in the financial services industry for over 40 years and has a wide range of experience in various financial services areas, including investment advisory services. Richard Jeffery offers a variety of services to individuals and businesses, including financial planning, portfolio management, and investment advisory services. Richard Jeffery is committed to providing his clients with personalized and comprehensive financial advice. Richard Jeffery is also registered with the state of Hawaii as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
06/29/2023 - Present
Cetera Investment Advisers LLC (KAMUELA HI)
HI
02/13/2006 - 01/22/2008
ASSOCIATED SECURITIES CORP. (KAMUELA HI)
AZ
01/31/1997 - 02/10/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
02/01/1989 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
03/27/1989 - 09/07/1990
MANEQUITY, INC.
MA
08/26/1982 - 09/07/1990
MANEQUITY, INC. (BOSTON MA)
NA
10/01/1975 - 04/13/1987
HOME LIFE INSURANCE COMPANY
IA
Issued 09/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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