Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jeffery is a financial professional with over 40 years of experience in the financial services industry. Richard holds licenses and certifications in both investment advisory and brokerage services. Richard has been registered with Cetera Investment Advisers LLC since June 2023 and provides financial advice and services to individuals and businesses. Richard is also an independent insurance agent with John Hancock and Lincoln National Life, offering fixed insurance products, life insurance and annuities.
KAMUELA, HI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
06/29/2023 - Present
Cetera Investment Advisers LLC (KAMUELA HI)
HI
02/13/2006 - 01/22/2008
ASSOCIATED SECURITIES CORP. (KAMUELA HI)
AZ
01/31/1997 - 02/10/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
02/01/1989 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
03/27/1989 - 09/07/1990
MANEQUITY, INC.
MA
08/26/1982 - 09/07/1990
MANEQUITY, INC. (BOSTON MA)
NA
10/01/1975 - 04/13/1987
HOME LIFE INSURANCE COMPANY
IA
Issued 9/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/4/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/6/1998
Series 7 - General Securities Representative Examination
BC
Issued 9/30/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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