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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hundley is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Bok Financial Securities, Inc. and has been with the firm since 2012. Previously, Richard has held positions at BBVA Compass Investment Solutions, Inc., Comerica Securities, IICC - TRADECO, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., COMPASS BROKERAGE, INC., MORGAN KEEGAN & COMPANY, INC., M.G.S.I. SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, PAINEWEBBER INCORPORATED, ROTAN MOSLE INC., and PORCARI, FEARNOW & ASSOCIATES, INC. Richard is also registered with the state securities authorities in Alabama, Idaho, Illinois, Kansas, Missouri, North Dakota, and Texas. Richard has a strong track record of providing personalized financial advice and investment strategies to individuals, corporations, and other institutions. Richard specializes in providing investment advice and financial planning services to high-net-worth individuals and families, as well as corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/04/2012 - Present
BOK Financial Securities, Inc. (HOUSTON TX)
TX
01/13/2010 - 07/26/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
01/24/2008 - 12/22/2009
COMERICA SECURITIES (DALLAS TX)
TX
06/05/2007 - 01/17/2008
IICC - TRADECO, INC. (HOUSTON TX)
MA
11/05/2002 - 07/23/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/02/2000 - 11/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
AL
05/21/1997 - 02/18/2000
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TN
05/02/1995 - 05/23/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TX
04/05/1993 - 03/09/1995
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NY
04/01/1992 - 03/18/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/01/1991 - 04/10/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/19/1986 - 01/01/1991
ROTAN MOSLE INC.
NA
10/23/1985 - 04/02/1986
PORCARI, FEARNOW & ASSOCIATES, INC.
BC
Issued 06/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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