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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hesser is a financial advisor with Morgan Stanley. Richard has over 40 years of experience in the financial industry and is registered to provide investment advice in 25 states. Richard has a diverse background, having worked for a number of major financial institutions including Smith Barney, Harris Upham & Co., Incorporated, Prudential-Bache Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard has a comprehensive understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
06/01/2009 - Present
Morgan Stanley (Tulsa OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TULSA OK)
OK
05/21/1990 - 04/02/2007
MORGAN STANLEY DW INC. (TULSA OK)
NY
01/25/1984 - 05/10/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
07/07/1982 - 01/05/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/01/1978 - 07/13/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 04/20/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/03/1984
Series 5 - Interest Rate Options Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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