Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lee Harris is a financial professional with over 30 years of experience in the industry. Richard is currently registered with M Holdings Securities, Inc. in Morristown, NJ, and is a licensed agent with Series 1, 6, 63, 65, and SIE licenses. Richard has been providing financial advice for individuals and corporations throughout his career and has served as an advisor at several firms including NFP ADVISOR SERVICES, LLC, SECURITIES AMERICA, INC., and EQUITY SERVICES, INC. Richard is also a registered representative with the state of New Jersey, Florida, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/12/2024 - Present
M Holdings Securities, Inc. (Morristown NJ)
NJ
09/09/2011 - 01/16/2015
NFP ADVISOR SERVICES, LLC (CLIFTON NJ)
NJ
08/11/2009 - 08/30/2011
SECURITIES AMERICA, INC. (CLIFTON NJ)
NJ
03/19/2001 - 04/29/2009
OGILVIE SECURITY ADVISORS CORPORATION (CLIFTON NJ)
TX
09/20/1999 - 04/09/2001
NFP SECURITIES, INC. (AUSTIN TX)
VT
11/06/1996 - 12/04/2000
EQUITY SERVICES, INC. (MONTPELIER VT)
AZ
03/09/1994 - 09/22/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IN
07/07/1994 - 06/06/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
VT
08/19/1976 - 03/11/1994
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
08/14/1970 - 02/19/1972
GLICOA ASSOCIATES, INC.
BC
Issued 06/24/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Harris is the right advisor for you? Invested Better is here to help.
