Unclaimed
Richard Lee Hansing is a financial advisor who has been in the industry since 1989. Richard is currently registered with The Baker Group, LP in Oklahoma City, Oklahoma and also holds registrations in Kansas and Texas. Richard has passed the Series 63, Series 65, Series 7, Series 22, Series 24 and SIE exams. Richard's previous experience includes a role with TEXAS COASTAL SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
OK
07/16/1991 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
TX
03/07/1988 - 11/21/1989
TEXAS COASTAL SECURITIES, INC. (PLANO TX)
IA
Issued 06/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1991
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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