Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cox is a financial advisor with over 30 years of experience in the industry. Richard has been serving clients at Osaic Wealth, Inc. since October 2024. Previously, Richard was a financial advisor with American Portfolios Advisors, Inc. and American Portfolios Financial Services, Inc. Richard offers a wide range of financial services including financial planning, portfolio management, pension consulting, and educational seminars. Richard is a Certified Financial Planner and a Chartered Financial Consultant. Richard is registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
TN
10/01/1992 - 08/02/2010
FSC SECURITIES CORPORATION (CHATTANOOGA TN)
AZ
06/18/1989 - 10/02/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
10/15/1987 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
08/07/1986 - 10/27/1987
GUARDIAN INVESTOR SERVICES CORPORATION
NA
10/17/1985 - 07/09/1986
PRINCOR FINANCIAL SERVICES CORPORATION
IA
Issued 02/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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