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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Church is a financial advisor with over 14 years of experience in the financial services industry. Richard is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to joining Merrill Lynch, Richard worked for other firms, including KEY INVESTMENT SERVICES LLC, LPL FINANCIAL LLC, PNC INVESTMENTS, FIFTH THIRD SECURITIES, INC., and CADARET, GRANT & CO., INC.. Richard has experience working with clients of all types including high-net-worth individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans. Richard holds the Series 7, Series 6, Series 66, and SIE licenses. Richard's specializations include providing financial advice and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
OH
02/12/2016 - 04/20/2020
KEY INVESTMENT SERVICES LLC (BRUNSWICK OH)
OH
06/22/2015 - 01/19/2016
LPL FINANCIAL LLC (CUYAHOGA FALLS OH)
OH
01/15/2014 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUDSON OH)
OH
03/07/2013 - 12/03/2013
PNC INVESTMENTS (TWINSBURG OH)
OH
07/22/2010 - 02/08/2013
FIFTH THIRD SECURITIES, INC. (FAIRLAWN OH)
OH
10/15/2008 - 07/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATH OH)
OH
02/28/2008 - 07/28/2008
CADARET, GRANT & CO., INC. (CANTON OH)
OH
07/06/2005 - 02/28/2008
CHASE INVESTMENT SERVICES CORP. (UNIONTOWN OH)
IL
04/09/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 11/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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