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Richard Lee Bassett

Charles Schwab & CO., Inc.

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About Richard Lee Bassett

Richard Bassett has been in the financial services industry since 2007. Richard is currently registered with Charles Schwab & Co., Inc. and is licensed in 18 states. Richard also has experience with TD Ameritrade, Inc., Fidelity Brokerage Services LLC, Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MML Investors Services, Inc. Richard specializes in Portfolio Management for Individuals and provides Financial Planning services to individuals and families.

Firm Information

Richard Bassett is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Richard Bassett’s Registration & Firm History

CA

01/26/2022 - Present

Charles Schwab & CO., Inc. (Pleasanton CA)

CA

06/13/2019 - 07/29/2024

TD AMERITRADE, INC. (Pleasanton CA)

CA

04/23/2018 - 06/14/2019

CHARLES SCHWAB & CO., INC. (SANTA ROSA CA)

CA

01/10/2012 - 04/10/2018

FIDELITY BROKERAGE SERVICES LLC (WALNUT CREEK CA)

CA

11/03/2009 - 11/11/2011

CHASE INVESTMENT SERVICES CORP. (WALNUT CREEK CA)

CA

02/14/2007 - 12/22/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)

CA

05/01/2006 - 01/11/2007

MML INVESTORS SERVICES, INC. (WALNUT CREEK CA)

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Licenses & Designations

BOTH

Issued 05/08/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Lee Bassett.
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