Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Baker is a financial advisor with over 15 years of experience in the financial services industry. Richard has a Series 7, Series 6, Series 63, Series 66 and SIE licenses. Richard is currently registered with LPL Financial LLC and has previously been registered with Private Client Services, LLC, Cambridge Investment Research, Inc. and The O.N. Equity Sales Company. Richard has a strong background in providing financial planning, investment advice, and retirement planning to individuals and families. Richard is committed to helping clients achieve their financial goals through a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/13/2022 - Present
LPL Financial LLC (SPRINGFIELD MO)
MO
04/25/2018 - 11/29/2021
PRIVATE CLIENT SERVICES, LLC (Springfield MO)
MO
07/16/2010 - 04/30/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (SPRINGFIELD MO)
MO
02/20/2009 - 07/16/2010
THE O.N. EQUITY SALES COMPANY (SPRINGFIELD MO)
MO
02/20/2008 - 02/03/2009
LPL FINANCIAL CORPORATION (MARSHFIELD MO)
MA
02/23/1999 - 07/28/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/25/1996 - 02/12/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Baker is the right advisor for you? Invested Better is here to help.
