Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Leatherbarrow is a financial advisor with over 25 years of experience in the industry. Richard is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Richard has held previous roles at Ferris, Baker Watts Incorporated, Legg Mason Wood Walker, Incorporated, DB Alex. Brown LLC, and First Clearing, LLC. Richard holds multiple licenses and certifications including Series 4, 7, 9, 10, 14, 24, 27, 52, 53, 55, 57, 63, 99, and SIE. Richard is a registered representative in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/17/2021 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
01/05/2012 - 11/18/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MD
01/26/2000 - 01/05/2007
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
MD
09/01/1997 - 01/27/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/06/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MD
07/03/1996 - 03/13/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
09/25/1995 - 06/24/1996
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/15/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/2000
Series 14 - Compliance Officer Examination
BC
Issued 07/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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