Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Halsten is a financial advisor with Midwestern Securities Trading Company, LLC in Rock Falls, Illinois. Richard has been a registered representative since March 20, 2013, and has been with Midwestern Securities Trading Company, LLC since December 2019. Previously, Richard worked for Edward Jones in Fountain Hills, Arizona. Richard's registrations include Series 66, Series 7, and SIE exams. He is registered in Illinois, Iowa, North Carolina, Pennsylvania and Wisconsin. Richard's firm, Midwestern Securities Trading Company, LLC, manages approximately $1.26 billion in assets for 8,452 clients, with a focus on individuals and businesses. The firm provides a variety of advisory services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for 401(k) retirement plans defined in section 3(38) of erisa rules
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
A percentage of assets under 3rd party management
1
2
IL
01/30/2020 - Present
Midwestern Securities Trading Company, LLC (Rock Falls IL)
AZ
03/21/2013 - 12/02/2019
EDWARD JONES (FOUNTAIN HILLS AZ)
BOTH
Issued 04/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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