Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lawrence Davis is a financial advisor who has been in the industry since 1978. Richard currently works for Samco Capital Markets, Inc. and is registered with FINRA and the state of Texas. Richard has a Series 7, Series 63, Series 79TO, Series 99TO, and SIE. Richard has prior experience with Southwest Securities, Inc., DAIN RAUSCHER INCORPORATED and RAUSCHER PIERCE REFSNES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/04/2013 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
06/19/1998 - 07/24/2013
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
03/02/1998 - 04/27/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/01/1978 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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