Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lavold is a financial advisor who has been in the industry for over 22 years. Richard is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since July 2013. Richard has held previous positions at ING Investments Distributor, LLC and Charles Schwab & Co., Inc. Richard is licensed in all 50 states, Puerto Rico, and the Virgin Islands. Richard specializes in portfolio management for individuals, portfolio management for businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/12/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
05/16/2001 - 04/02/2013
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
TX
12/09/2000 - 05/10/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
03/13/2000 - 11/03/2000
ING PILGRIM SECURITIES, INC. (WINDSOR CT)
IA
Issued 05/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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