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Richard Laurent Ferland

TWO Sigma Securities, LLC

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About Richard Laurent Ferland

Richard Laurent Ferland is a financial professional with over 24 years of experience in the securities industry. Richard has held positions at a variety of firms, including UBS Securities LLC, BTIG, LLC, and E*TRADE Capital Markets LLC. Richard is currently registered with Two Sigma Securities, LLC in New York. Richard holds Series 7, 24, 55, 57TO, 63, 99TO, and SIE licenses and is a registered principal.

Firm Information

Richard Ferland is currently registered with TWO Sigma Securities, LLC. TWO Sigma Securities, LLC is a Limited Liability Company formed on October 3, 2008. The firm is registered in Connecticut and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Ferland’s Registration & Firm History

NY

09/27/2022 - Present

TWO Sigma Securities, LLC (New York NY)

NY

07/22/2010 - 05/09/2022

UBS SECURITIES LLC (NEW YORK NY)

NY

04/21/2008 - 06/04/2010

BTIG, LLC (NEW YORK NY)

NY

09/06/2005 - 04/18/2008

E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)

CT

06/26/1998 - 09/12/2005

UBS CAPITAL MARKETS L.P. (STAMFORD CT)

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Licenses & Designations

BC

Issued 11/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Laurent Ferland.
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