Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lasch is a securities professional with over 20 years of experience in the financial industry. Richard is currently registered with Truist Securities, Inc. and is licensed to sell securities in all 50 states and the District of Columbia. Richard has previously held positions at RBS Securities Inc., The Princeridge Group LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/21/2012 - Present
Truist Securities, Inc. (BOSTON MA)
CT
07/29/2009 - 11/16/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
06/22/2009 - 07/30/2009
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
MA
01/02/2003 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
BOTH
Issued 08/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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