Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Farrar is a financial professional with over 38 years of experience in the financial services industry. Richard is currently registered with Cetera Investment Advisers LLC and has previously been registered with several other firms, including Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and Pruco Securities Corporation. Richard is a Certified Financial Planner and a Chartered Financial Consultant. Richard is also a registered representative and an investment advisor representative. Richard has a wide range of experience in the financial services industry, including financial planning, portfolio management, and insurance sales.
HOOVER, AL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
03/21/2024 - Present
Cetera Investment Advisers LLC (HOOVER AL)
AL
05/11/2000 - 06/16/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (BIRMINGHAM AL)
IN
05/11/2000 - 06/06/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
08/23/1991 - 05/02/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/23/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CA
03/03/1987 - 07/16/1991
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
04/04/1984 - 03/14/1987
JEFFERSON-PILOT INVESTOR SERVICES, INC.
IA
Issued 7/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/3/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/6/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 4/3/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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