Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thompson is a financial advisor who has been in the industry since 2016. Richard is registered with LPL Financial LLC and is licensed to conduct business in 25 states and districts. Richard offers financial planning, portfolio management for businesses and individuals, consulting and other non-discretionary advisory services, and educational seminars. Prior to working at LPL Financial, Richard was registered with Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/21/2021 - Present
LPL Financial LLC (GREAT BEND KS)
KS
04/14/2016 - 07/21/2021
WADDELL & REED (GREAT BEND KS)
BOTH
Issued 05/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Thompson is the right advisor for you? Invested Better is here to help.
