Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Perry is a financial advisor with Empower Advisory Group, LLC. He has been in the industry since 2002 and is registered with the state of California. Richard has a wide range of experience in the financial services industry, having previously worked at Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and FSC Securities Corporation. Richard holds the Series 6, 7, and 66 licenses. Empower Advisory Group, LLC offers a variety of investment advisory services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/30/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
01/31/2019 - 06/10/2022
WELLS FARGO CLEARING SERVICES, LLC (PLEASANTON CA)
CA
07/08/2016 - 02/13/2019
J.P. MORGAN SECURITIES LLC (CONCORD CA)
CA
12/03/2002 - 07/12/2016
FSC SECURITIES CORPORATION (DANVILLE CA)
NY
08/02/2002 - 11/20/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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