Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lance High is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with SPC, a firm based in Ann Arbor, Michigan. Richard has previously worked at Woodbury Financial Services, Inc., Pruco Securities, LLC, and Prudential Insurance Company of America. Richard specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. He has a strong background in providing fixed insurance services, life, health, and fixed annuities. He is a Series 6, 62, 63, and 65 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
TX
01/31/2013 - Present
SPC (WACO TX)
TX
12/18/2006 - 02/01/2013
WOODBURY FINANCIAL SERVICES, INC. (WACO TX)
TX
03/25/1996 - 12/19/2006
PRUCO SECURITIES, LLC. (WACO TX)
NJ
09/27/1990 - 02/13/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/27/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CT
07/25/1989 - 09/18/1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 08/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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