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Richard L Tober

Pruco Securities, LLC

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About Richard L Tober

Richard Tober is a financial advisor who has been working in the industry since 2001. Richard has a long history of working in the financial industry, beginning in 2000 with Morgan Stanley DW Inc. Richard has also worked with a number of other firms, including Fifth Third Securities, Inc., TIAA-CREF Individual & Institutional Services, LLC, and PNC Investments. Currently, Richard is registered with Pruco Securities, LLC. Richard has a strong focus on providing financial planning services to individuals, businesses, and trusts.

Firm Information

Richard Tober is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Richard Tober’s Registration & Firm History

MI

01/28/2021 - Present

Pruco Securities, LLC (TROY MI)

MI

02/02/2018 - 11/04/2020

FIFTH THIRD SECURITIES, INC. (HOLLAND MI)

MI

02/08/2013 - 01/10/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (GRAND RAPIDS MI)

MI

11/13/2009 - 12/03/2012

PNC INVESTMENTS (WHITEHALL MI)

MI

05/08/2002 - 11/13/2009

NATCITY INVESTMENTS, INC. (GRAND HAVEN MI)

NY

07/14/2000 - 10/19/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 08/01/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 07/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard L Tober.
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