Unclaimed
Richard Saka is a financial professional with over 20 years of experience in the industry. Richard is registered with Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in multiple states. Richard's areas of expertise include financial planning, investment research and referrals to other advisors. Richard is committed to providing personalized service to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
03/19/2004 - Present
Northwestern Mutual Investment Services, LLC (AVENTURA FL)
BC
Issued 01/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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