Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard L. Rodrigue is a financial advisor at LPL Financial LLC. Richard has been in the industry since 2001 and has worked at Morgan Stanley DW Inc. and CUNA BROKERAGE SERVICES, INC. prior to joining LPL Financial LLC. Richard has a Series 66, Series 31, and Series 7 licenses. Richard is registered with the states of Arizona, Colorado, Connecticut, Delaware, Florida, Kentucky, Maine, Massachusetts, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Vermont, and West Virginia. Richard also provides services for Heritage Family FCU and Heritage Way.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
05/18/2022 - Present
LPL Financial LLC (FAIR HAVEN VT)
VT
04/18/2005 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (RUTLAND VT)
NY
08/21/2001 - 04/11/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Rodrigue is the right advisor for you? Invested Better is here to help.
