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Richard L Ray

Park Avenue Securities LLC

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About Richard L Ray

Richard Ray is an investment advisor representative at Park Avenue Securities LLC. Richard is licensed in 47 states. Richard has been in the securities industry since 1987. Richard is also a life insurance agent with the Guardian Life Insurance Company. In addition to financial services, Richard is also involved in other businesses including BBQ competitions, life coaching, and a vacation planning company.

Firm Information

Richard Ray is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ray’s Registration & Firm History

TX

02/17/2023 - Present

Park Avenue Securities LLC (HOUSTON TX)

NY

12/08/2000 - 07/14/2004

AXA ADVISORS, LLC (NEW YORK NY)

MN

06/28/1991 - 12/31/2000

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

MN

03/25/1987 - 01/15/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 10/27/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/26/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard L Ray. Review regulatory record here.
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