Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Demontigny is a financial professional with over 25 years of experience in the industry. Richard is a registered representative of LPL Enterprise, LLC in both Massachusetts and South Carolina and is also registered as an Investment Advisor Representative in Massachusetts. Prior to joining LPL Enterprise, LLC, Richard held positions at Empower Financial Services, Inc. and Signator Investors, Inc. Richard has a strong background in both securities and investment advisory services and holds licenses in Series 63, 65, 66, 7 and 53, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/29/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
MA
05/21/2018 - 11/07/2023
EMPOWER FINANCIAL SERVICES, INC. (Acushnet MA)
MA
06/09/2004 - 11/22/2017
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/07/2014 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
NY
02/15/2001 - 10/06/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
10/29/1999 - 02/09/2001
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MN
02/06/1997 - 10/28/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/06/1997 - 10/28/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/04/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/09/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Demontigny is the right advisor for you? Invested Better is here to help.
