Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Patino is a financial advisor with PNC Capital Markets LLC. Richard has been in the securities industry since 1999 and is currently registered with the state of Pennsylvania. Richard holds Series 7, 52TO, SIE and Series 63 licenses. Richard previously worked at RUAN Securities Corporation and George K. Baum & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/19/2003 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
IA
09/03/2003 - 10/29/2003
RUAN SECURITIES CORPORATION (DES MOINES IA)
MO
11/06/1998 - 09/17/2002
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BC
Issued 02/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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