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Richard Kyle Dearing

Northwestern Mutual Investment Services, LLC

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About Richard Kyle Dearing

Richard Kyle Dearing is a registered representative with Northwestern Mutual Investment Services, LLC in Columbus, Ohio. Richard has been in the financial industry since October 29, 2014. Richard is licensed in Ohio and Texas and holds the Series 6, Series 63 and SIE securities licenses. Prior to joining Northwestern Mutual Investment Services, LLC, Richard was employed by VALIC FINANCIAL ADVISORS, INC. and W&S BROKERAGE SERVICES, INC. Richard's current branch office location is at 7700 Rivers Edge Dr, Ste 200, Columbus, Ohio 43235.

Firm Information

Richard Dearing is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard Dearing’s Registration & Firm History

OH

01/09/2020 - Present

Northwestern Mutual Investment Services, LLC (Columbus OH)

OH

12/03/2018 - 10/24/2019

VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)

OH

05/13/2015 - 12/06/2018

W&S BROKERAGE SERVICES, INC. (GROVE CITY OH)

OH

10/26/2013 - 07/23/2014

W&S BROKERAGE SERVICES, INC. (ONTARIO OH)

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Licenses & Designations

BC

Issued 02/10/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Kyle Dearing. Review regulatory record here.
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