Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Knuth is an Investment Advisor Representative with Citigroup Global Markets Inc.. Richard has been in the industry since 2002. Richard holds the Series 7, Series 63, and Series 65 licenses. Richard has worked with several firms previously including Santander Securities LLC, Ameriprise Financial Services, Inc., and Investment Professionals, Inc. Richard currently works out of the Greenwich, CT office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
09/24/2021 - Present
Citigroup Global Markets Inc. (Greenwich CT)
NY
05/22/2019 - 09/24/2021
SANTANDER SECURITIES LLC (Great Neck NY)
NY
06/22/2018 - 05/21/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Woodbury NY)
NY
01/14/2016 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Woodbury NY)
NY
02/13/2014 - 01/22/2016
SANTANDER SECURITIES LLC (GREAT NECK NY)
NY
02/12/2013 - 02/11/2014
ALLSTATE FINANCIAL SERVICES, LLC (HAUPPAUGE NY)
NY
01/14/2011 - 10/18/2011
LPL FINANCIAL LLC (LEVITTOWN NY)
NY
05/02/2009 - 11/30/2010
CHASE INVESTMENT SERVICES CORP. (PORT JEFFERSON NY)
NY
12/15/2006 - 05/02/2009
WAMU INVESTMENTS, INC. (CARLE PLACE NY)
NY
08/03/2005 - 10/23/2006
DREYFUS SERVICE CORPORATION (UNIONDALE NY)
NY
09/08/2004 - 11/08/2004
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
04/30/2003 - 01/21/2004
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
FL
01/06/2004 - 01/14/2004
GRANITE ASSOCIATES, INC (DELRAY BEACH FL)
NY
01/02/2001 - 05/27/2003
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
07/21/2000 - 12/31/2000
WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)
NJ
11/01/1999 - 07/27/2000
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
IA
Issued 11/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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