Unclaimed
Richard Klitzberg is an investment advisor with Enclave Capital LLC. Richard has been in the securities industry since July 20, 2003. He is a Series 7, 24 and 63 registered investment advisor with over 19 years of experience. Richard is currently registered in Florida, New Jersey, and New York. Richard has previously worked with Alternative Asset Investment Management Securities, LLC, Hedge Fund Capital Partners, LLC and Trautman Wasserman & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/03/2019 - Present
Enclave Capital LLC (Princeton NJ)
NJ
09/19/2008 - 08/20/2019
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC (PRINCETON NJ)
NY
03/29/2006 - 12/20/2007
HEDGE FUND CAPITAL PARTNERS, LLC (BROOKLYN NY)
NY
06/12/2002 - 12/31/2005
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
BC
Issued 07/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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