Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kimmel Haines is a financial advisor with Equitable Advisors, LLC, with a focus on providing financial planning and portfolio management services. Richard has been working in the financial industry since 1977. Richard has expertise in pension consulting, educational seminars, and selection of other advisors. Richard holds a variety of licenses and registrations, including Series 63, 65, 7 and 24. Richard is also registered with the state of Illinois, Georgia, Missouri, Montana, New Jersey, North Carolina, Wyoming, and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/06/2018 - Present
Equitable Advisors, LLC (DUQUOIN IL)
NY
01/29/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
07/24/1980 - 02/10/1987
I.M. SIMON & CO., INC.
NA
10/06/1977 - 11/03/1986
AMEV INVESTORS, INC.
IA
Issued 05/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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