Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kevin Zachary is a financial professional with over 20 years of experience in the financial services industry. Richard is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Massachusetts. Richard has held previous positions with E*TRADE Securities LLC, SAYBRUS EQUITY SERVICES, LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, PROEQUITIES, INC., CUNA BROKERAGE SERVICES, INC., HARTFORD EQUITY SALES COMPANY INC., PIONEER FUNDS DISTRIBUTOR, INC., and MORGAN STANLEY DW INC.. Richard holds Series 7, Series 31, SIE, and Series 66 licenses and specializes in providing financial planning and portfolio management services. Richard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
10/15/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Acton MA)
MA
07/14/2022 - 02/07/2023
E*TRADE SECURITIES LLC (Boston MA)
CT
10/04/2021 - 06/21/2022
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
OH
04/17/2019 - 07/01/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
AL
09/20/2018 - 04/29/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
MA
06/06/2018 - 09/14/2018
CUNA BROKERAGE SERVICES, INC. (Worcester MA)
OH
02/27/2008 - 01/05/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CT
01/18/2006 - 02/21/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
05/31/2001 - 11/30/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
12/07/1999 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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