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Richard Kent Bain

Fidelity Personal AND Workplace Advisors

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About Richard Kent Bain

Richard Bain is a financial advisor at Fidelity Personal AND Workplace Advisors. Richard has been in the financial industry since 1992 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Missouri. Richard is also a registered investment advisor in Missouri and Texas. He has a Series 7 and Series 66 license and is a member of the National Association of Personal Financial Advisors. Richard is a Certified Financial Planner™ (CFP®). Richard specializes in providing financial planning services to individuals, families, and businesses. He has experience in retirement planning, investment management, and estate planning.

Firm Information

Richard Bain is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Bain’s Registration & Firm History

MO

07/13/2018 - Present

Fidelity Personal AND Workplace Advisors (ST. LOUIS MO)

NA

02/09/1994 - 10/03/1995

MARKET STREET SECURITIES, INC.

MO

07/17/1992 - 01/29/1994

COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)

NY

06/21/1990 - 07/25/1990

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/24/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard Kent Bain.
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