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Richard Kent Alvers

Mutual OF America Securities LLC

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About Richard Kent Alvers

Richard Alvers is a financial advisor with Mutual of America Securities LLC, registered with FINRA and the states of Illinois and Missouri. Richard has over 8 years of experience in the financial services industry. Richard holds the Series 7, Series 66 and Series 99TO licenses, and has experience with Wells Fargo Advisors Financial Network, LLC and Paychex Securities Corporation.

Firm Information

Richard Alvers is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Alvers’s Registration & Firm History

MO

08/17/2022 - Present

Mutual OF America Securities LLC (ST. LOUIS MO)

NY

08/03/2018 - 08/03/2022

PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)

MO

01/27/2015 - 08/09/2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)

MO

08/12/2014 - 08/09/2018

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 09/04/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/28/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Kent Alvers.
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