Unclaimed
Richard Alvers is a financial advisor with Mutual of America Securities LLC, registered with FINRA and the states of Illinois and Missouri. Richard has over 8 years of experience in the financial services industry. Richard holds the Series 7, Series 66 and Series 99TO licenses, and has experience with Wells Fargo Advisors Financial Network, LLC and Paychex Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
08/17/2022 - Present
Mutual OF America Securities LLC (ST. LOUIS MO)
NY
08/03/2018 - 08/03/2022
PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)
MO
01/27/2015 - 08/09/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/12/2014 - 08/09/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 09/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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