Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kenneth Sunderland is an active investment advisor representative with Oakwood Capital, Inc.. He is a registered investment advisor in Iowa and Minnesota and has been in the industry since May 26, 1995. Richard has held previous positions at Allied Beacon Partners, Inc., Workman Securities Corporation, Ameritas Investment Corp., The Advisors Group, Inc., and NYLIFE Securities Inc.. His experience includes providing financial planning, pension consulting, and portfolio management for businesses and individuals. Richard is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
01/03/2014 - Present
Oakwood Capital, Inc. (ST. LOUIS PARK MN)
MN
10/19/2011 - 06/25/2012
ALLIED BEACON PARTNERS, INC. (GOLDEN VALLEY MN)
MN
12/13/2004 - 09/30/2011
WORKMAN SECURITIES CORPORATION (GOLDEN VALLEY MN)
NE
10/31/2003 - 01/10/2005
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MD
07/22/1997 - 10/31/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
NY
06/02/1994 - 05/08/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2011
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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