Unclaimed
Richard Kenneth Hackett is an active investment advisor representative with Cetera Investment Advisers LLC. Richard has over 28 years of experience in the financial services industry. Richard has been registered with Cetera Investment Advisers LLC since June 2023. Richard is also a Certified Financial Planner. Richard has held previous positions with VOYA FINANCIAL ADVISORS, INC. and PRUCO SECURITIES, LLC. Richard is registered to provide investment advice in Alabama, California, Connecticut, Florida, Kansas, Maine, Maryland, Massachusetts, Montana, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Vermont and West Virginia. Richard is a member of FINRA and the state of New Hampshire. Richard also has a notary public license. Richard is dedicated to providing his clients with personalized financial advice. Richard is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
06/29/2023 - Present
Cetera Investment Advisers LLC (ROCHESTER NH)
NH
10/03/2005 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ROCHESTER NH)
NJ
04/05/1995 - 09/30/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 10/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/3/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 3/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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