Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Collins is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Keefe, Bruyette & Woods, Inc. where he has worked since August 2007. Richard has held previous positions at Prudential Equity Group, LLC and Prudential Equity Group, Inc. Richard has a Series 7, Series 55, Series 63, Series 57TO and SIE licenses. Richard is registered in Connecticut, New Jersey, New York, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2007 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NY
01/20/2004 - 06/11/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
11/02/1998 - 12/31/2003
PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Collins is the right advisor for you? Invested Better is here to help.
