Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Kelly Sutor is a financial advisor with over 48 years of experience in the industry. Richard is currently registered with Osaic Wealth, Inc., a firm with over 40,000 clients and $94.56 billion in assets under management. Richard is a licensed agent, investment advisor representative, and registered representative. He is also a Series 63, Series 7, Series 8, Series 9, Series 10, and SIE exam holder. Richard's previous employment includes positions with WELLS FARGO CLEARING SERVICES, LLC, A. G. EDWARDS & SONS, INC., PAINE, WEBBER, JACKSON & CURTIS INC., and BLYTH EASTMAN DILLON & CO. INCORPORATED. Richard is registered in 14 states, including Alabama, Delaware, District of Columbia, Florida, Illinois, Maryland, New York, Ohio, Pennsylvania, Texas, Virginia, and Wisconsin. Richard offers a variety of financial planning and advisory services, including portfolio management for individuals and businesses, pension consulting, financial planning, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
01/24/2025 - Present
Osaic Wealth, Inc. (BEL AIR MD)
MD
01/01/2008 - 01/25/2023
WELLS FARGO CLEARING SERVICES, LLC (HUNT VALLEY MD)
MD
06/03/1980 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BALTIMORE MD)
NA
01/31/1980 - 06/30/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
03/27/1974 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BC
Issued 10/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1980
PC - AMEX Put and Call Exam
BC
Issued 03/26/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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