Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Keith Woodard is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with UBS Financial Services Inc. and has previously worked with UBS Securities LLC, MetLife Securities Inc., and Metropolitan Life Insurance Company. Richard holds Series 6, 63, 99, and SIE licenses. Richard specializes in providing financial advice to individuals, corporations, businesses, pension and profit sharing plans, high net worth individuals, charitable organizations, insurance companies, state or municipal government entities, and other.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/14/2016 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
11/17/2016 - 03/30/2022
UBS SECURITIES LLC (NEW YORK NY)
MA
10/20/1998 - 10/15/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/20/1998 - 10/15/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 99 - Operations Professional Examination
BC
Issued 10/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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