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Richard Keith Spitzer

Nylife Securities LLC

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About Richard Keith Spitzer

Richard Keith Spitzer is a registered representative with Nylife Securities LLC. Richard has been in the securities industry for over 2 years. Richard holds the Series 7TO and SIE exams.

Firm Information

Richard Spitzer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Spitzer’s Registration & Firm History

NY

01/19/2024 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Keith Spitzer. Review regulatory record here.
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