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Richard Keith Ryan

W & S Brokerage Services, Inc.

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About Richard Keith Ryan

Richard Ryan is a financial professional with over 15 years of experience in the financial services industry. Richard is currently registered with W&S Brokerage Services, Inc., and is also an Investment Advisor Representative. Richard specializes in Portfolio Management for Individuals and Selection of Other Advisors. Richard's prior experience includes working with NYLIFE SECURITIES LLC, EAGLE STRATEGIES LLC and WESTERN SOUTHERN LIFE. Richard is licensed in Minnesota, North Dakota, Washington, Wisconsin, Georgia, and California.

Firm Information

Richard Ryan is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ryan’s Registration & Firm History

OH

03/07/2019 - Present

W&S Brokerage Services, Inc. (CINCINNATI OH)

MN

03/08/2004 - 11/12/2018

NYLIFE SECURITIES LLC (EDINA MN)

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Licenses & Designations

BOTH

Issued 07/25/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/05/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Keith Ryan.
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